Kwan, Oi Yee 關愷怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-12-29 | 2010-06-12 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-29 | 2010-06-12 |
| 3 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2010-12-08 | 2011-03-04 |
| 4 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-04-27 | 2011-07-08 |
| 5 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-04-27 | 2011-07-08 |
| 6 | Open Securities Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2013-04-12 |
| 7 | Open Securities Limited | Rep | Dealing in securities | 2012-06-26 | 2013-04-12 |
| 8 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-30 | 2017-01-05 |
| 9 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-30 | 2017-01-05 |
| 10 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2017-04-26 | 2017-07-16 |
| 11 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2017-04-26 | 2017-07-16 |
| 12 | Huaxin Futures Limited | Rep | Dealing in futures contracts | 2017-09-11 | 2019-07-08 |
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