Zhu, Xuhua 朱栩樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-10-06 | Rep | Dealing in securities | 2021-10-06 | Rep | Dealing in futures contracts | 2021-10-28 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2016-09-05 | 2020-08-14 | Rep | Dealing in futures contracts | 2016-09-05 | 2020-08-14 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2020-10-14 | 2021-07-23 | Rep | Dealing in securities | 2020-10-14 | 2021-07-23 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-12-29 | 2010-06-12 |
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