Lai, Karl Gar Ho 黎家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Asset management | 2022-04-07 | Rep | Dealing in futures contracts | 2022-04-07 | Rep | Dealing in securities | 2022-04-07 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on futures contracts | 2015-01-16 | 2015-11-05 | Rep | Advising on securities | 2015-01-16 | 2015-11-05 | Rep | Dealing in futures contracts | 2015-01-16 | 2015-11-05 | Rep | Dealing in securities | 2015-01-16 | 2015-11-05 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2018-12-06 | 2022-02-16 | Rep | Dealing in futures contracts | 2018-12-18 | 2022-02-16 |
| 4 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Asset management | 2015-11-25 | 2018-11-19 | Rep | Dealing in securities | 2015-11-25 | 2018-11-19 |
| 5 | Wanhai Securities (HK) Limited | Rep | Dealing in securities | 2010-02-02 | 2010-11-30 |
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