Chan, Pui Yi (SFC:AUM181) 陳佩儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CS Wealth Asset Management Limited | RO | Advising on securities | 2017-10-31 | 2020-04-20 | RO | Asset management | 2017-10-31 | 2020-04-20 |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2012-12-28 | 2013-08-20 |
| 3 | IP Investment Management (HK) Limited | RO | Asset management | 2015-12-21 | 2016-05-13 |
| 4 | Qiaocheng (Asia) Asset Management Company Limited | RO | Advising on securities | 2021-06-29 | 2023-11-01 | RO | Asset management | 2021-06-29 | 2023-11-01 |
| 5 | WINTON CAPITAL ASIA LIMITED | Rep | Asset management | 2010-01-19 | 2011-02-01 |
| 6 | YUE XIU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-06-20 | 2016-08-17 | RO | Asset management | 2016-08-17 | 2017-08-13 | RO | Advising on securities | 2017-03-23 | 2017-08-13 |
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