Du, Chao (SFC:AUM373) 杜超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2010-01-12 | 2011-07-07 | Rep | Dealing in securities | 2010-01-12 | 2011-07-07 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2015-09-09 | Rep | Advising on corporate finance | 2016-09-06 | 2020-02-14 |
| 3 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2015-10-12 | 2015-11-12 | Rep | Asset management | 2015-10-12 | 2015-11-12 | Rep | Dealing in securities | 2015-10-12 | 2015-11-12 |
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