Gunn, Marcus Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2011-10-04 | 2013-05-28 | RO | Advising on securities | 2013-05-28 | 2015-09-30 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-01-14 | 2011-07-05 | Rep | Dealing in securities | 2010-01-14 | 2011-07-05 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-01-14 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-01-14 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-01-14 | 2011-07-05 | Rep | Dealing in futures contracts | 2010-12-06 | 2011-07-05 |
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