Chan, Chun Yip (SFC:AUO102) 陳俊業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-01-21 | 2010-07-01 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-01-21 | 2010-07-01 | Rep | Leveraged foreign exchange trading | 2010-01-21 | 2010-07-01 |
| 3 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2019-05-06 | 2022-03-07 | Rep | Asset management | 2019-05-06 | 2022-03-07 | Rep | Dealing in securities | 2019-05-06 | 2022-07-21 | RO | Advising on securities | 2022-03-07 | 2022-11-17 | RO | Asset management | 2022-03-07 | 2022-11-17 | RO | Dealing in securities | 2022-07-21 | 2022-11-17 |
| 4 | Mason Securities Limited | Rep | Advising on securities | 2022-11-02 | 2022-11-17 | Rep | Asset management | 2022-11-02 | 2022-11-17 | Rep | Dealing in securities | 2022-11-02 | 2022-11-17 |
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