Choi, Sheung Hang 蔡尚衡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-07-02 | 2017-02-07 | Rep | Dealing in securities | 2015-07-02 | 2017-02-07 |
| 2 | Fenghua Asset Management Limited | RO | Advising on securities | 2018-02-13 | 2018-08-24 | RO | Asset management | 2018-02-13 | 2018-08-24 |
| 3 | Gold Mountains Asset Management Limited | Rep | Advising on securities | 2013-09-04 | 2015-04-17 | Rep | Asset management | 2013-09-04 | 2015-04-17 | RO | Advising on securities | 2015-04-17 | 2015-06-11 | RO | Asset management | 2015-04-17 | 2015-06-11 |
| 4 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2012-09-12 | 2013-07-31 | Rep | Dealing in securities | 2012-11-01 | 2013-07-31 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-03-02 | 2011-05-18 | Rep | Advising on securities | 2010-12-03 | 2011-05-18 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-12-03 | 2011-05-18 |
| 7 | WT Asset Management Limited | Rep | Asset management | 2018-09-14 | 2018-11-14 | RO | Asset management | 2018-11-14 | 2022-05-12 |
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