Ng, Ting Chi 吳廷智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Financial Group Limited | Rep | Dealing in securities | 2016-03-01 | 2019-09-30 |
| 2 | AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-03-13 | 2017-10-09 | RO | Advising on corporate finance | 2017-10-09 | 2020-02-10 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-03-10 | 2020-05-06 | RO | Advising on corporate finance | 2020-05-06 | 2022-01-14 | RO | Advising on securities | 2020-05-06 | 2022-01-14 | RO | Dealing in securities | 2020-05-06 | 2022-01-14 |
| 4 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2010-02-22 | 2010-09-10 |
| 5 | Minerva Advisory Global Capital Limited | RO | Advising on corporate finance | 2022-12-23 |
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