Lo, Sin Au 盧倩鷗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-11-04 | 2016-05-26 | Rep | Dealing in securities | 2014-11-04 | 2016-05-26 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2016-06-01 | 2019-06-12 | Rep | Dealing in securities | 2016-06-01 | 2019-06-12 |
| 3 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2010-02-09 | 2010-04-29 |
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