Lee, Wai Sum 李瑋琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | Rep | Advising on securities | 2010-02-11 | 2011-07-04 |
| 2 | MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | Rep | Asset management | 2010-02-11 | 2011-07-04 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-11-13 | 2018-04-27 |
| 4 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2014-11-13 | 2018-04-27 |
| 5 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2014-11-13 | 2018-04-27 |
| 6 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-05-14 | 2018-08-21 |
| 7 | Founder Securities (Hong Kong) Capital Company Limited | RO | Advising on corporate finance | 2018-08-21 | 2019-08-17 |
| 8 | Founder Securities (Hong Kong) Capital Company Limited | RO | Dealing in securities | 2018-08-21 | 2019-08-17 |
| 9 | FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2018-08-21 | 2019-08-17 |
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