Wan, Ho Lam 尹浩霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2022-10-12 | Rep | Dealing in securities | 2022-10-12 |
| 2 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2015-07-17 | 2017-08-16 | Rep | Asset management | 2015-07-17 | 2017-08-16 | Rep | Dealing in securities | 2015-07-17 | 2017-08-16 |
| 3 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-05-21 | 2022-10-01 | Rep | Advising on securities | 2022-05-18 | 2022-10-01 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-06-18 | 2022-10-01 |
| 5 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2018-05-29 | 2020-03-27 | Rep | Asset management | 2018-05-29 | 2020-03-27 |
| 6 | Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2010-02-08 | 2010-03-01 |
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