Cheung, Tomo-Hito 張智仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Fortune Asset Management Limited | Rep | Advising on securities | 2023-09-04 | 2023-09-11 | Rep | Asset management | 2023-09-04 | 2023-09-11 | RO | Advising on securities | 2023-09-11 | 2024-01-01 | RO | Asset management | 2023-09-11 | 2024-01-01 |
| 2 | Beevest Securities Limited | Rep | Advising on securities | 2023-09-04 | 2023-09-11 | Rep | Dealing in futures contracts | 2023-09-04 | 2023-09-11 | Rep | Dealing in securities | 2023-09-04 | 2023-09-11 | RO | Advising on securities | 2023-09-11 | 2024-01-01 | RO | Dealing in futures contracts | 2023-09-11 | 2024-01-01 | RO | Dealing in securities | 2023-09-11 | 2024-01-01 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-08-09 | 2011-04-06 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-10 | 2011-04-06 |
| 5 | Hope Securities Limited (HK) | RO | Dealing in securities | 2019-07-08 | 2021-07-31 | RO | Advising on futures contracts | 2019-11-28 | 2021-07-31 | RO | Advising on securities | 2019-11-28 | 2021-07-31 | RO | Asset management | 2019-11-28 | 2021-07-31 | RO | Dealing in futures contracts | 2019-11-28 | 2021-07-31 |
| 6 | Lee Kee Store Company Limited | Rep | Advising on futures contracts | 2018-01-30 | 2018-04-03 | Rep | Dealing in futures contracts | 2018-01-30 | 2018-04-03 | RO | Advising on futures contracts | 2018-04-03 | 2019-02-21 | RO | Dealing in futures contracts | 2018-04-03 | 2019-02-21 |
| 7 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2011-04-18 | 2011-06-20 |
| 8 | Rifa Securities Limited | Rep | Dealing in securities | 2011-04-18 | 2011-06-20 |
| 9 | Silk Road International Capital Limited | Rep | Advising on securities | 2022-11-08 | 2022-11-29 | Rep | Asset management | 2022-11-08 | 2022-11-29 | RO | Advising on securities | 2022-11-29 | 2023-06-17 | RO | Asset management | 2022-11-29 | 2023-06-17 |
| 10 | Silver Grant International Capital Management Limited | RO | Advising on securities | 2022-06-17 | 2022-10-06 | RO | Asset management | 2022-06-17 | 2022-10-06 |
| 11 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-29 | 2015-06-22 | Rep | Dealing in securities | 2015-09-15 | 2017-02-01 |
| 12 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-01-09 | 2014-03-31 |
| 13 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-01-09 | 2015-06-22 | Rep | Dealing in futures contracts | 2013-05-21 | 2015-06-22 | Rep | Dealing in futures contracts | 2015-07-23 | 2017-02-01 | Rep | Dealing in securities | 2015-07-23 | 2017-02-01 |
| 14 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-06-14 | 2017-02-01 |
| 15 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-06-14 | 2017-02-01 |
| 16 | YUANTA FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2017-02-24 | 2017-04-05 | Rep | Dealing in futures contracts | 2017-02-24 | 2017-04-05 | RO | Advising on futures contracts | 2017-04-05 | 2018-01-15 | RO | Dealing in futures contracts | 2017-04-05 | 2018-01-15 |
| 17 | Yunrui Asset Management Limited | RO | Advising on securities | 2021-08-17 | 2021-11-09 | RO | Asset management | 2021-08-17 | 2021-11-09 |
| 18 | Yunrui Securities Limited | RO | Dealing in securities | 2021-08-17 | 2021-11-09 |
| 19 | ZHONGMING SECURITIES LIMITED | RO | Advising on securities | 2024-01-08 | RO | Asset management | 2024-01-08 | RO | Dealing in securities | 2024-01-08 |
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