Yang, Zesi 楊澤司
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2018-03-21 | 2021-09-10 | Rep | Asset management | 2018-03-21 | 2021-09-10 | Rep | Dealing in securities | 2018-03-21 | 2021-09-10 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-10-04 | 2024-01-15 | Rep | Asset management | 2021-10-04 | 2024-01-15 | Rep | Dealing in securities | 2021-10-04 | 2024-01-15 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-10-04 | 2024-01-15 |
| 4 | Natixis Investment Managers Hong Kong Limited | Rep | Dealing in securities | 2024-01-30 | 2024-04-12 | RO | Dealing in securities | 2024-04-12 |
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