Li, Yanjie (SFC:AUS278) 李嚴潔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2010-02-12 | 2010-11-01 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-02-12 | 2010-11-01 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2010-12-02 | 2011-03-01 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-12-02 | 2011-03-01 |
| 5 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-04-11 | 2011-06-13 |
| 6 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-04-11 | 2011-06-13 |
| 7 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-11 | 2011-06-13 |
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