Woo, Lai Ming Raymond 符禮明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-02-17 | 2011-02-23 | Rep | Dealing in securities | 2010-02-17 | 2011-02-23 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2013-04-11 | 2015-12-17 | Rep | Dealing in securities | 2013-04-11 | 2015-12-17 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-29 | 2020-10-12 | RO | Dealing in securities | 2020-10-12 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-06-29 | 2020-10-12 | Rep | Dealing in securities | 2016-06-29 | 2020-10-12 | RO | Advising on corporate finance | 2020-10-12 | RO | Dealing in securities | 2020-10-12 |
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