Lui, Malcolm O
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-15 | 2011-06-30 |
2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2012-12-11 | 2012-12-16 | Rep | Dealing in securities | 2013-01-07 | 2013-01-12 | Rep | Dealing in securities | 2014-01-07 | 2014-01-10 |
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