Yang, Shijing 楊詩靖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2010-03-01 | 2010-09-17 | Rep | Advising on securities | 2010-03-01 | 2010-09-17 | Rep | Dealing in futures contracts | 2010-03-01 | 2010-09-17 | Rep | Dealing in securities | 2010-03-01 | 2010-09-17 | Rep | Advising on futures contracts | 2012-07-25 | 2014-04-01 | Rep | Dealing in futures contracts | 2012-07-25 | 2014-04-01 | Rep | Dealing in securities | 2014-01-13 | 2014-04-01 | Rep | Advising on futures contracts | 2017-02-09 | 2020-06-05 | Rep | Dealing in futures contracts | 2017-02-09 | 2020-06-05 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2020-08-25 | |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2020-08-25 | Rep | Dealing in futures contracts | 2020-08-25 | Rep | Dealing in securities | 2020-08-25 |
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