Thompson, Alistair James (SFC:AUV608)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2010-03-08 | 2010-03-10 | Rep | Advising on securities | 2010-10-19 | 2010-10-20 | Rep | Advising on securities | 2011-03-29 | 2011-03-30 | Rep | Advising on securities | 2012-04-23 | 2012-04-26 | Rep | Advising on securities | 2012-06-12 | 2012-06-14 | Rep | Advising on securities | 2012-12-04 | 2012-12-07 | Rep | Advising on securities | 2013-01-29 | 2013-01-30 |
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