Wang, Yi (SFC:AUW136) 王翼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Azentus Capital Management Limited | Rep | Asset management | 2011-03-01 | 2014-06-27 |
| 2 | China Alpha Fund Management (HK) Limited | Rep | Asset management | 2019-09-02 | 2021-12-10 | Rep | Advising on securities | 2019-10-28 | 2021-12-10 | RO | Advising on securities | 2021-12-10 | RO | Asset management | 2021-12-10 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-03-15 | 2011-01-13 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-03-15 | 2011-01-13 |
| 5 | Light & Salt Capital Management Limited | Rep | Asset management | 2014-09-30 | 2015-05-27 |
| 6 | PASSAGE INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2015-09-09 | 2017-03-31 |
| 7 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2017-04-05 | 2019-07-12 |
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