Cai, Yu (SFC:AUW213) 蔡玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2020-02-21 | 2023-11-15 | Rep | Dealing in securities | 2020-02-21 | 2023-11-15 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2012-10-19 | 2014-12-31 | Rep | Asset management | 2012-10-19 | 2014-12-31 | Rep | Dealing in securities | 2012-10-19 | 2014-12-31 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2012-10-19 | 2015-11-19 | Rep | Advising on securities | 2012-10-19 | 2018-04-02 | Rep | Dealing in securities | 2012-10-19 | 2018-04-02 |
| 4 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-12-11 | Rep | Asset management | 2023-12-11 | Rep | Dealing in securities | 2023-12-11 |
| 5 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-03-10 | 2010-04-08 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2018-04-27 | 2020-01-21 | Rep | Dealing in securities | 2018-04-27 | 2020-01-21 |
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