Liu, Shuk Hin 廖淑軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-03-12 | 2010-08-04 | Rep | Dealing in futures contracts | 2012-10-08 | 2016-03-21 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-12 | 2010-08-04 | Rep | Dealing in securities | 2012-10-08 | 2016-03-21 |
| 3 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2017-06-16 | Rep | Asset management | 2017-06-16 | Rep | Dealing in securities | 2017-06-16 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-04-11 | 2017-06-15 | Rep | Dealing in securities | 2016-04-11 | 2017-06-15 |
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