Wu, Chun Lai 胡俊禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Asset Management Limited | Rep | Asset management | 2019-03-13 | 2019-06-06 |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2018-10-26 | 2019-06-06 | Rep | Dealing in securities | 2018-10-26 | 2019-06-06 |
| 3 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2010-03-19 | 2011-08-31 | Rep | Asset management | 2010-03-19 | 2011-08-31 | Rep | Dealing in securities | 2010-03-19 | 2011-08-31 |
| 4 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2012-10-03 | 2014-07-07 | Rep | Asset management | 2012-10-03 | 2014-07-07 | Rep | Dealing in securities | 2012-10-03 | 2014-07-07 |
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