Dhupelia, Sunil
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2018-07-18 | 2020-03-04 | Rep | Dealing in securities | 2018-07-18 | 2020-03-04 | RO | Advising on securities | 2020-03-04 | 2022-06-15 | RO | Dealing in securities | 2020-03-04 | 2022-06-15 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2022-09-26 | 2024-04-19 | Rep | Advising on securities | 2022-09-26 | 2024-04-19 | Rep | Dealing in securities | 2022-09-26 | 2024-04-19 | RO | Advising on corporate finance | 2024-04-19 | RO | Advising on securities | 2024-04-19 | RO | Dealing in securities | 2024-04-19 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-04-07 | 2011-04-26 | Rep | Advising on securities | 2010-04-07 | 2011-04-26 | Rep | Dealing in securities | 2010-04-07 | 2011-04-26 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-04-07 | 2011-04-26 | Rep | Advising on securities | 2010-04-07 | 2011-04-26 | Rep | Dealing in securities | 2010-04-07 | 2011-04-26 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-08-28 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2018-04-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy