Swaminathan, Anand
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-03-19 | 2010-04-19 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2016-09-13 | 2016-09-15 | Rep | Dealing in securities | 2016-09-13 | 2016-09-15 | Rep | Advising on securities | 2016-11-21 | 2016-11-26 | Rep | Dealing in securities | 2016-11-21 | 2016-11-26 | Rep | Advising on securities | 2017-02-07 | 2017-02-09 | Rep | Dealing in securities | 2017-02-07 | 2017-02-09 | Rep | Advising on securities | 2017-05-19 | 2017-05-24 | Rep | Dealing in securities | 2017-05-19 | 2017-05-24 | Rep | Advising on securities | 2017-09-14 | 2017-09-20 | Rep | Dealing in securities | 2017-09-14 | 2017-09-20 | Rep | Advising on securities | 2018-01-11 | 2018-01-17 | Rep | Dealing in securities | 2018-01-11 | 2018-01-17 | Rep | Advising on securities | 2018-05-11 | 2018-05-15 | Rep | Advising on securities | 2018-09-11 | 2018-09-13 | Rep | Advising on securities | 2018-11-16 | 2018-11-22 | Rep | Advising on securities | 2019-02-08 | 2019-02-22 | Rep | Advising on securities | 2019-08-05 | 2019-08-14 | Rep | Advising on securities | 2020-01-10 | 2020-01-17 | Rep | Advising on securities | 2022-11-25 | 2022-12-02 | Rep | Advising on securities | 2023-01-13 | 2023-01-20 | Rep | Advising on securities | 2023-06-30 | 2023-07-07 | Rep | Advising on securities | 2024-01-12 | 2024-01-19 | Rep | Advising on securities | 2024-01-30 | 2024-02-02 |
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