Fung, Yuen Yan 馮婉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA HANYA ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-03-06 | 2018-09-13 | Rep | Asset management | 2018-03-06 | 2018-09-13 |
| 2 | CHINA SKY SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-05 | 2016-06-07 | RO | Dealing in securities | 2016-06-07 | 2018-01-18 |
| 3 | FORMAX SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-27 | 2015-12-18 | Rep | Dealing in futures contracts | 2015-10-09 | 2015-12-18 | RO | Dealing in futures contracts | 2015-12-18 | 2016-04-30 | RO | Dealing in securities | 2015-12-18 | 2016-04-30 |
| 4 | Honghu Best Global Family Office Limited | RO | Advising on securities | 2022-07-20 | RO | Asset management | 2022-07-20 | RO | Dealing in securities | 2022-07-20 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-17 | 2010-06-01 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-17 | 2010-06-01 |
| 7 | KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2019-04-15 | 2022-06-08 | RO | Asset management | 2019-04-15 | 2022-06-08 |
| 8 | KINGDOM SECURITIES LIMITED (HK) | RO | Dealing in securities | 2021-03-02 | 2022-06-08 |
| 9 | TIANDA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-29 | 2015-03-06 | Rep | Dealing in securities | 2011-03-29 | 2015-03-06 |
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