Bouvard, Caroline Marie Eugenie Renee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-03-23 | 2010-03-28 |
| 2 | SBI Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-10-22 | 2019-02-27 | Rep | Advising on securities | 2018-10-22 | 2022-01-14 | RO | Dealing in securities | 2019-02-27 | 2022-01-14 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2022-03-01 | 2024-03-28 | Rep | Dealing in futures contracts | 2022-03-24 | 2024-03-28 |
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