Wu, Warren Charles 吳華倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-03-31 | 2011-06-15 | Rep | Advising on securities | 2010-03-31 | 2011-06-15 | Rep | Dealing in securities | 2010-03-31 | 2011-06-15 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2013-01-11 | Rep | Advising on securities | 2012-01-13 | 2013-01-11 | Rep | Dealing in securities | 2012-01-13 | 2013-01-11 | Rep | Advising on corporate finance | 2014-06-23 | 2018-03-09 | Rep | Advising on securities | 2014-06-23 | 2018-03-09 | Rep | Dealing in securities | 2014-06-23 | 2018-03-09 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-08-15 |
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