Chu, Kar Son 朱嘉迅

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AUGUSTINE ASSET MANAGEMENT LIMITED RO Advising on securities 2018-01-22 2020-05-12
RO Asset management 2018-01-22 2020-05-12
2 AUGUSTINE SECURITIES COMPANY LIMITED RO Dealing in securities 2018-08-13 2020-05-12
3 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2010-04-01 2011-05-19
4 CNI Global Assets Management Limited (HK) Rep Asset management 2015-08-19 2016-10-21
5 CNI Securities Group Limited Rep Dealing in securities 2014-05-21 2016-10-21
Rep Advising on securities 2015-08-19 2016-10-21
6 Look's Securities Limited Rep Dealing in securities 2016-11-08 2016-11-09
RO Dealing in securities 2016-11-09 2017-11-07
7 Nan Guo International Asset Management Limited RO Advising on securities 2020-05-18
RO Asset management 2020-05-18
8 Nan Guo International Securities Limited Rep Dealing in securities 2020-09-01 2020-09-11
RO Dealing in securities 2020-09-11
9 Safari Asia Limited Rep Advising on securities 2016-11-08 2016-11-09
RO Advising on securities 2016-11-09 2017-11-07
RO Asset management 2017-01-20 2017-11-07

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