Chu, Kar Son 朱嘉迅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Safari Asia Limited | Rep | Advising on securities | 2016-11-08 | 2016-11-09 | RO | Advising on securities | 2016-11-09 | 2017-11-07 | RO | Asset management | 2017-01-20 | 2017-11-07 |
| 2 | Nan Guo International Securities Limited | Rep | Dealing in securities | 2020-09-01 | 2020-09-11 | RO | Dealing in securities | 2020-09-11 | 2022-01-20 |
| 3 | Nan Guo International Asset Management Limited | RO | Advising on securities | 2020-05-18 | 2022-07-31 | RO | Asset management | 2020-05-18 | 2022-07-31 |
| 4 | Look's Securities Limited | Rep | Dealing in securities | 2016-11-08 | 2016-11-09 | RO | Dealing in securities | 2016-11-09 | 2017-11-07 |
| 5 | ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED | RO | Advising on securities | 2022-09-27 | RO | Asset management | 2022-09-27 |
| 6 | CNI Securities Group Limited | Rep | Dealing in securities | 2014-05-21 | 2016-10-21 | Rep | Advising on securities | 2015-08-19 | 2016-10-21 |
| 7 | CNI Global Assets Management Limited (HK) | Rep | Asset management | 2015-08-19 | 2016-10-21 |
| 8 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-04-01 | 2011-05-19 |
| 9 | AUGUSTINE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-08-13 | 2020-05-12 |
| 10 | AUGUSTINE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-01-22 | 2020-05-12 | RO | Asset management | 2018-01-22 | 2020-05-12 |
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