Chu, Kar Son 朱嘉迅

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 CNI Securities Group Limited Rep Advising on securities 2015-08-19 2016-10-21
2 Safari Asia Limited Rep Advising on securities 2016-11-08 2016-11-09
3 CNI Global Assets Management Limited (HK) Rep Asset management 2015-08-19 2016-10-21
4 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2010-04-01 2011-05-19
5 CNI Securities Group Limited Rep Dealing in securities 2014-05-21 2016-10-21
6 Look's Securities Limited Rep Dealing in securities 2016-11-08 2016-11-09
7 Nan Guo International Securities Limited Rep Dealing in securities 2020-09-01 2020-09-11
8 Safari Asia Limited RO Advising on securities 2016-11-09 2017-11-07
9 AUGUSTINE ASSET MANAGEMENT LIMITED RO Advising on securities 2018-01-22 2020-05-12
10 Nan Guo International Asset Management Limited RO Advising on securities 2020-05-18 2022-07-31
11 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED RO Advising on securities 2022-09-27
12 Safari Asia Limited RO Asset management 2017-01-20 2017-11-07
13 AUGUSTINE ASSET MANAGEMENT LIMITED RO Asset management 2018-01-22 2020-05-12
14 Nan Guo International Asset Management Limited RO Asset management 2020-05-18 2022-07-31
15 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED RO Asset management 2022-09-27
16 Look's Securities Limited RO Dealing in securities 2016-11-09 2017-11-07
17 AUGUSTINE SECURITIES COMPANY LIMITED RO Dealing in securities 2018-08-13 2020-05-12
18 Nan Guo International Securities Limited RO Dealing in securities 2020-09-11 2022-01-20

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top