Lau, Kwai Shim 劉桂嬋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2011-06-01 | 2011-08-31 | Rep | Dealing in securities | 2011-06-01 | 2011-08-31 |
| 2 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-04-20 | 2010-09-05 | Rep | Dealing in securities | 2010-04-20 | 2010-09-05 |
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