Chen, Roger Guancheng 陳冠成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARDINALASIA CONSULTING LIMITED | Rep | Advising on securities | 2013-03-19 | 2016-03-31 | Rep | Asset management | 2013-03-19 | 2016-03-31 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-04-12 | 2011-04-29 |
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