Sekar, Ashok Narsimhan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AS CAPITAL LIMITED | Rep | Dealing in securities | 2022-01-27 | 2022-04-01 |
| 2 | Oreana Financial Services Limited | Rep | Advising on securities | 2024-04-15 | Rep | Asset management | 2024-04-15 | Rep | Dealing in securities | 2024-04-15 |
| 3 | Parry International Trading Limited | Rep | Dealing in securities | 2011-06-03 | 2011-07-18 | Rep | Dealing in securities | 2012-08-03 | 2013-11-07 |
| 4 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2010-04-23 | 2010-11-30 | Rep | Dealing in securities | 2010-04-23 | 2010-11-30 |
| 5 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2018-04-03 | 2021-02-28 | Rep | Dealing in securities | 2018-04-03 | 2021-02-28 |
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