Tan, Dao Shen 陳道燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2010-05-05 | 2010-10-27 |
| 2 | i-Golden Data Capital Limited | RO | Advising on securities | 2023-10-30 | RO | Asset management | 2023-10-30 |
| 3 | Imperium International Asset Management Limited | Rep | Advising on securities | 2016-04-20 | 2016-05-26 | Rep | Asset management | 2016-04-20 | 2016-05-26 | RO | Advising on securities | 2016-05-26 | 2018-06-22 | RO | Asset management | 2016-05-26 | 2018-06-22 |
| 4 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-01 | 2012-07-01 |
| 5 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2015-06-22 | 2016-04-01 | RO | Asset management | 2015-06-22 | 2016-04-01 |
| 6 | YL Capital Partners Limited | RO | Advising on securities | 2018-08-17 | 2023-08-10 | RO | Asset management | 2018-08-17 | 2023-08-10 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2013-03-14 | 2014-02-07 |
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