Kwok, Wai Wa 郭偉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-05-27 | 2011-05-28 | Rep | Asset management | 2010-05-27 | 2011-05-28 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2010-05-27 | 2011-05-28 | Rep | Asset management | 2010-05-27 | 2011-05-28 |
| 3 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2018-11-23 | 2020-03-18 | Rep | Advising on securities | 2019-01-08 | 2020-03-18 | Rep | Asset management | 2019-01-08 | 2020-03-18 |
| 4 | One Heritage Capital Management Limited | Rep | Advising on securities | 2021-02-17 | Rep | Asset management | 2021-02-17 |
| 5 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2014-05-05 | 2015-04-30 | Rep | Asset management | 2014-05-05 | 2015-04-30 |
| 6 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-01 | 2018-10-05 |
| 7 | South China Investment Management Limited | Rep | Asset management | 2020-11-06 | 2020-11-17 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2020-11-06 | 2020-11-17 |
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