Ramsay, James Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hong Kong Securities (International) Company Limited | RO | Advising on securities | 2016-02-05 | 2017-12-29 | RO | Asset management | 2016-02-05 | 2017-12-29 |
| 2 | HZ CAPITAL LIMITED (HK) | Rep | Advising on securities | 2019-03-18 | 2019-03-22 | Rep | Asset management | 2019-03-18 | 2019-03-22 | RO | Advising on securities | 2019-03-22 | RO | Asset management | 2019-03-22 | RO | Advising on futures contracts | 2019-05-24 |
| 3 | Sheng Yuan Sino Asset Management Limited | Rep | Advising on securities | 2010-05-31 | 2015-12-01 | Rep | Asset management | 2010-07-20 | 2015-12-01 | RO | Advising on securities | 2015-12-01 | 2016-02-04 | RO | Asset management | 2015-12-01 | 2016-02-04 |
| 4 | YL Capital Partners Limited | RO | Advising on securities | 2018-08-17 | 2019-01-12 | RO | Asset management | 2018-08-17 | 2019-01-12 |
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