Lai, Zhiyong (SFC:AVD365) 賴智勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-08-08 | 2017-05-02 | Rep | Advising on securities | 2016-09-01 | 2017-05-02 |
| 2 | Knight Capital Asia Limited | Rep | Dealing in securities | 2010-05-12 | 2011-08-04 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-11-24 | 2019-11-16 | Rep | Asset management | 2017-11-24 | 2019-11-16 | Rep | Dealing in securities | 2017-11-24 | 2019-11-16 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-08-19 | 2016-05-20 |
| 5 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2020-03-04 | 2021-10-31 | Rep | Dealing in securities | 2020-03-04 | 2021-10-31 |
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