Warburton, Max Eliot Adair
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-05-20 | 2010-05-25 | Rep | Advising on securities | 2011-05-09 | 2011-05-12 | Rep | Advising on securities | 2011-10-13 | 2011-10-14 |
2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2012-04-26 | 2012-04-27 | Rep | Advising on securities | 2012-08-21 | 2012-08-31 | Rep | Advising on securities | 2012-09-25 | 2012-09-26 | Rep | Advising on securities | 2013-02-19 | 2013-02-21 | Rep | Advising on securities | 2013-03-20 | 2013-03-21 | Rep | Advising on securities | 2013-04-08 | 2013-04-11 | Rep | Advising on securities | 2013-06-24 | 2013-06-27 | Rep | Advising on securities | 2013-09-09 | 2013-09-11 | Rep | Advising on securities | 2013-10-30 | 2013-11-01 | Rep | Advising on securities | 2014-01-07 | 2014-01-08 | Rep | Advising on securities | 2014-01-22 | 2014-01-24 | Rep | Advising on securities | 2014-03-03 | 2014-03-04 | Rep | Advising on securities | 2014-05-19 | 2014-05-22 | Rep | Advising on securities | 2014-09-03 | 2014-09-05 | Rep | Advising on securities | 2014-11-12 | 2014-11-14 | Rep | Advising on securities | 2015-01-21 | 2015-01-23 | Rep | Advising on securities | 2015-03-05 | 2015-03-06 | Rep | Advising on securities | 2015-05-04 | 2015-05-08 | Rep | Advising on securities | 2015-11-13 | 2015-11-27 |
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