He, Dixi 何荻曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2014-03-13 | 2015-08-07 | Rep | Dealing in securities | 2014-04-29 | 2015-08-07 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-06-07 | Rep | Advising on securities | 2022-06-07 | Rep | Dealing in securities | 2022-06-07 |
| 3 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-08-28 | 2018-01-19 | Rep | Dealing in securities | 2015-08-28 | 2019-07-12 | RO | Advising on corporate finance | 2018-01-19 | 2019-07-12 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2015-08-28 | 2019-07-12 |
| 5 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2010-07-12 | 2011-04-08 | Rep | Advising on corporate finance | 2019-08-16 | 2019-11-01 | Rep | Dealing in securities | 2019-08-16 | 2021-05-30 | RO | Advising on corporate finance | 2019-11-01 | 2021-05-30 |
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