Wang, Li Jen (SFC:AVH868) 汪立人
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-12-20 | 2017-08-18 |
| 2 | Funderstone Asset Management (HK) Limited | RO | Asset management | 2020-03-17 | 2021-10-04 |
| 3 | Funderstone Futures Limited | RO | Asset management | 2020-03-17 | 2021-10-04 | Rep | Advising on futures contracts | 2020-05-22 | 2021-10-04 | Rep | Dealing in futures contracts | 2020-05-22 | 2021-10-04 |
| 4 | Funderstone Securities Limited | RO | Advising on securities | 2020-02-07 | 2021-10-04 | RO | Asset management | 2020-02-07 | 2021-10-04 |
| 5 | Jasper Capital Hong Kong Limited | RO | Advising on securities | 2018-06-15 | 2018-10-08 | RO | Asset management | 2018-06-15 | 2018-10-08 |
| 6 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2010-08-18 | 2016-12-10 |
| 7 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-18 | 2016-12-10 |
| 8 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-06-18 | 2016-12-10 |
| 9 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2018-10-18 | 2018-11-14 | Rep | Asset management | 2018-10-18 | 2018-11-14 | RO | Advising on securities | 2018-11-14 | 2019-05-12 | RO | Asset management | 2018-11-14 | 2019-05-12 |
| 10 | Zero2IPO Asset Management Limited | Rep | Advising on securities | 2022-08-17 | 2022-09-16 | Rep | Asset management | 2022-08-17 | 2022-09-16 | RO | Advising on securities | 2022-09-16 | RO | Asset management | 2022-09-16 |
| 11 | Zhonghui International Securities Limited | RO | Advising on securities | 2021-12-29 | 2022-07-27 | RO | Asset management | 2021-12-29 | 2022-07-27 |
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