He, Peng (SFC:AVI431) 何鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-06-14 | 2011-09-01 | Rep | Dealing in securities | 2010-06-14 | 2011-09-01 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-05-11 | Rep | Asset management | 2023-05-11 | Rep | Dealing in securities | 2023-05-11 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-12 | 2017-09-29 | Rep | Advising on securities | 2016-03-10 | 2017-09-29 |
| 4 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-11 | 2017-09-29 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-06-03 | 2021-08-18 | Rep | Dealing in futures contracts | 2019-06-03 | 2021-08-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy