He, Peng (SFC:AVI431) 何鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-05-11 | |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Asset management | 2023-05-11 | |
| 3 | China Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-05-11 | |
| 4 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-06-14 | 2011-09-01 |
| 5 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-14 | 2011-09-01 |
| 6 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-12 | 2017-09-29 |
| 7 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-11 | 2017-09-29 |
| 8 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2016-03-10 | 2017-09-29 |
| 9 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-06-03 | 2021-08-18 |
| 10 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-06-03 | 2021-08-18 |
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