Kohli, Nikhil
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2014-06-03 | 2022-07-13 | Rep | Dealing in futures contracts | 2014-06-03 | 2023-10-13 | Rep | Dealing in securities | 2014-06-03 | 2023-10-13 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-06-17 | 2011-03-01 | Rep | Advising on securities | 2010-06-17 | 2011-03-01 | Rep | Dealing in securities | 2010-06-17 | 2011-03-01 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2012-12-23 | Rep | Advising on securities | 2012-01-13 | 2014-03-14 | Rep | Dealing in securities | 2012-01-13 | 2014-03-14 |
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