Cheung, Lai Him 張禮謙

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2010-06-21 2011-04-27
2 CSC SECURITIES (HK) LIMITED Rep Dealing in securities 2013-09-10 2016-02-15
RO Dealing in securities 2017-12-01 2018-12-31
Rep Dealing in futures contracts 2018-04-30 2018-12-31
3 PLUTUS ASSET MANAGEMENT LIMITED (GBEN) RO Advising on securities 2019-01-28 2020-06-30
RO Asset management 2019-01-28 2020-06-30
4 Plutus Securities Limited RO Dealing in securities 2019-01-28 2020-06-30
5 Sirius Capital Management Limited RO Advising on securities 2020-07-02
RO Asset management 2020-07-02

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