Newton, Christopher John (SFC:AVJ280)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2015-12-01 | 2016-10-05 | Rep | Dealing in securities | 2015-12-01 | 2016-10-05 | Rep | Advising on futures contracts | 2015-12-01 | 2019-08-06 | Rep | Dealing in futures contracts | 2015-12-01 | 2019-08-06 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-06-23 | 2011-06-01 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-10-14 | 2020-07-17 | Rep | Dealing in securities | 2021-08-27 | 2022-09-07 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2019-10-14 | 2020-07-17 | Rep | Dealing in futures contracts | 2019-10-14 | 2020-07-17 | Rep | Dealing in securities | 2019-10-14 | 2020-07-17 | Rep | Automated trading services | 2021-08-27 | 2022-09-07 | Rep | Dealing in futures contracts | 2021-08-27 | 2022-09-07 | Rep | Dealing in securities | 2021-08-27 | 2022-09-07 |
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