Newton, Christopher John (SFC:AVJ280)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-12-01 | 2019-08-06 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2015-12-01 | 2016-10-05 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2019-10-14 | 2020-07-17 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2021-08-27 | 2022-09-07 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-12-01 | 2019-08-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-10-14 | 2020-07-17 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2021-08-27 | 2022-09-07 |
| 8 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-06-23 | 2011-06-01 |
| 9 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-01 | 2016-10-05 |
| 10 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-10-14 | 2020-07-17 |
| 11 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2019-10-14 | 2020-07-17 |
| 12 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-08-27 | 2022-09-07 |
| 13 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2021-08-27 | 2022-09-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy