Yang, Yang (SFC:AVK963) 楊陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2010-07-07 | 2011-06-25 | Rep | Dealing in securities | 2010-07-07 | 2011-06-25 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-01-20 | 2021-07-07 | RO | Advising on corporate finance | 2021-07-07 | 2023-02-28 | RO | Dealing in securities | 2021-07-07 | 2023-02-28 |
| 3 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2023-03-20 | 2023-06-13 | Rep | Dealing in securities | 2023-03-20 | 2023-06-13 | RO | Advising on corporate finance | 2023-06-13 | RO | Dealing in securities | 2023-06-13 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2013-11-06 |
| 5 | ELSTONE CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-08-29 | 2018-10-25 | RO | Advising on corporate finance | 2018-10-25 | 2020-12-24 |
| 6 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2015-05-11 | 2017-12-28 | Rep | Dealing in securities | 2015-05-11 | 2017-12-28 | Rep | Advising on securities | 2015-05-11 | 2018-07-31 | RO | Advising on corporate finance | 2017-12-28 | 2018-07-31 | RO | Dealing in securities | 2017-12-28 | 2018-07-31 |
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