Cheng, Wai Nam 鄭偉楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2010-06-30 | 2010-08-14 |
2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2013-03-15 | 2014-10-01 |
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