Chen, Lijuan (SFC:AVL498) 陳利娟

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Automated trading services 2010-07-07 2011-05-06
Rep Dealing in futures contracts 2010-07-07 2011-05-06
Rep Dealing in securities 2010-07-07 2011-05-06
2 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2010-10-11 2011-05-06
3 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2011-10-04
4 UBS SECURITIES HONG KONG LIMITED Rep Automated trading services 2011-10-04 2016-12-18
Rep Dealing in securities 2011-10-04 2016-12-18
Rep Automated trading services 2016-12-19
Rep Dealing in securities 2016-12-19

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